RIA Fiduciary Duties

Tactical Asset Management: The Active Pursuit of Investment Performance Regardless of Market Trends
Retirement Plans | High Net Worth Investors | Defined Benefit Plans | 401K's | IRA's | Rabbi Trusts

RIA Fiduciary Duties
“Stay ahead of the pack; make decisions quicker and rotate to your next investment position sooner by navigating tactically.” — Joe Cantu, Chief Investment Officer

 

FIDUCIARY REGISTERED INVESTMENT ADVISOR | RIA

As a fiduciary Registered Investment Advisor, we perform the following duties:

 

  • We will conduct stock and ETF searches and the selection process when requested.
  • Provide comparisons of performance of Fund’s portfolio to an index.
  • Provide pursuit of transparency with custodian to view performance at Fidelity© or Schwab© websites.
  • Provide periodic educational services upon request.
  • Performance measurements and evaluations, both quantitative and qualitative, of investments. These may include stocks, fixed income, and domestic and international equity ETFs in the Portfolio.
  • Provide annual reviews as RIA Fiduciary Duties.

 

Navigating Financial Markets in the Storm of Volatility™